Does the Corporate Transparency Act Affect You?

Does the Corporate Transparency Act Affect You?

Commencing January 1, 2024, the Corporate Transparency Act (“CTA”) will come into effect and was designed to combat the proliferation of illicit activities through the use of corporate vehicles. The CTA creates an obligation for newly-formed and smaller U.S. corporate...

When does a Promissory Note become a Security?

Note defined: A note is a debt instrument –– a legal contract between a borrower and a creditor, evidencing an obligation to repay some stipulated monetary amount (which could include principal plus interest or a discounted principal) at a defined point in time. There...

Hot or Not: Swipe Left or Right on New Stock Launches

Testing the Waters with Rule 241 The Securities Act of 1933 (“Act”) regulates securities transactions that involve interstate commerce. Unless your securities are registered with The Securities and Exchange Commission (“SEC”) or are exempt from registration, it is...